Investment Adviser Registration Fees in India: Application, Registration and Renewal Explained
- August 18, 2026
- Posted by: Neeraj Pandey
- Category: advisory
SEBI IA registration involves both SEBI regulatory fees and IAASB administrative charges. Individual IA fees are lower than non-individual IA fees. Renewal involves periodic fees that must be paid …
Quick Answer
Investment adviser registration fees cover two distinct categories: fees payable to SEBI as the regulatory authority and administrative charges payable to IAASB as the administration and supervisory body. Understanding both components prevents surprises during the application process and during the ongoing registration maintenance period.
This guide explains the investment adviser registration fees framework as of August 2026 based on primary SEBI sources. Specific fee amounts should be verified directly from the current SEBI fee schedule and IAASB portal before initiating an application, as fees may be revised by subsequent regulatory circulars.
Applicants who understand the investment adviser registration fees structure can budget accurately for both the initial registration and the ongoing periodic payments required to maintain active IA status.
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SEBI Regulatory Application Fee
Investment adviser registration fees include a non-refundable application fee payable to SEBI. This fee is assessed at the time the application is submitted through the IAASB portal and differs between individual and non-individual applicants. The specific fee amounts are specified in the SEBI IA regulations and may be revised by regulatory circulars. As of August 2026, applicants should verify the current fee applicable to their category directly from the SEBI fee schedule or the IAASB application portal before initiating the process.
IAASB Administrative Charges
In addition to SEBI regulatory fees, investment adviser registration fees include administrative charges payable to IAASB for its application assessment, processing and supervisory functions. These charges are separate from SEBI fees and are specified by IAASB in consultation with SEBI. The IAASB portal provides the current fee schedule, which should be consulted before submission as administrative charges may differ from the regulatory fees and may be updated periodically.
| Fee Category | Individual IA | Non-Individual IA |
|---|---|---|
| SEBI application fee | Lower amount (verify at SEBI) | Higher amount (verify at SEBI) |
| IAASB administrative charge | Per current IAASB schedule | Per current IAASB schedule |
| Periodic/renewal fees | Payable at specified intervals | Payable at specified intervals |
| Late payment | May incur additional charges | May incur additional charges |
Periodic and Renewal Fees
Investment adviser registration fees are not limited to the initial application. Registered IAs are required to pay periodic fees to maintain their registration in active status. These fees are payable at intervals specified in the SEBI IA regulations or circulars and must be paid by the due date to avoid late payment consequences including potential suspension of registration. Registered IAs should maintain a fee payment calendar aligned with the SEBI-specified schedule. The specific amounts and payment intervals applicable as of August 2026 should be verified directly from the current SEBI schedule.
Refundability and Non-Payment Consequences
SEBI application fees for investment adviser registration are generally non-refundable, meaning the fee is payable regardless of whether the registration is ultimately granted. Failure to pay periodic fees when due can result in suspension or cancellation of registration. Applicants should therefore treat initial and periodic fees as committed costs of the regulated advisory business rather than recoverable deposits.
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Conclusion
Investment adviser registration fees have two components: SEBI regulatory fees payable to the regulator and IAASB administrative charges payable to the administration body. Both individual and non-individual applicants face different fee levels, with non-individuals typically paying higher amounts. Periodic fees must be maintained to keep registration active. All specific fee amounts should be verified from the current SEBI schedule and IAASB portal before applying, as figures are subject to regulatory revision.
Disclaimer: Data and figures in this article are sourced from publicly available information. These may or may not be accurate. Please verify all data with official sources before making any investment decision. Investments in securities are subject to market risk. This content is for educational purposes only and is not investment advice by Univest (SEBI RA INH000013776).
Frequently Asked Questions
What fees apply when registering as an investment adviser?
Ans. Investment adviser registration fees include a SEBI application fee payable to the regulator and a separate IAASB administrative charge. Individual IA applicants face lower fees than non-individual entities. The exact amounts for each category should be verified from the current SEBI fee schedule and IAASB portal before applying, as they are subject to revision.
Are SEBI investment adviser registration fees refundable?
Ans. Investment adviser registration fees is relevant here. SEBI application fees are generally non-refundable. The fee is payable at the time of application submission regardless of whether the registration is ultimately granted. Applicants should verify refundability for the current fee structure before applying.
What periodic fees must a registered IA pay?
Ans. Investment adviser registration fees is relevant here. Registered IAs must pay periodic fees to maintain active registration status. These fees are payable at intervals specified in SEBI IA regulations or circulars. Failure to pay by the due date can result in suspension or cancellation of registration. Registered IAs should maintain a fee payment schedule aligned with the current SEBI-specified intervals.
Are IAASB fees separate from SEBI fees?
Ans. Investment adviser registration fees is relevant here. Yes. IAASB administrative charges are separate from SEBI regulatory fees and are payable to IAASB in its capacity as the administration and supervisory body. The specific IAASB fee schedule should be verified on the IAASB portal before application submission.
Do individual and non-individual IAs pay different fees?
Ans. Yes. Individual IA applicants pay lower registration fees than non-individual entities such as companies, LLPs and partnerships. The exact fee differential between the two categories is specified in the current SEBI fee schedule, which should be consulted before the application is prepared.
What happens if periodic fees are not paid on time?
Ans. Late payment or non-payment of periodic fees can result in regulatory consequences including suspension or cancellation of IA registration. Registered IAs should maintain a fee payment calendar and initiate payments well ahead of due dates to avoid compliance risks.
