{"id":208786,"date":"2026-08-18T10:23:20","date_gmt":"2026-08-18T04:53:20","guid":{"rendered":"https:\/\/univest.in\/blogs-2\/?p=208786"},"modified":"2026-08-18T10:23:21","modified_gmt":"2026-08-18T04:53:21","slug":"investment-adviser-registered-name-disclosure","status":"publish","type":"post","link":"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/","title":{"rendered":"How Investment Advisers Should Display Their Registered Name Across Digital Channels"},"content":{"rendered":"<div class=\"meta-block\"><\/div>\n<p style=\"border-left: 4px solid #1F4E79; background: #EBF3FB; padding: 10px 16px; font-style: italic;\"><em>SEBI requires registered Investment Advisers to display their registered entity name and SEBI registration number prominently on their official website, app, client materials and all advisory commu&#8230;<\/em><\/p>\n<div style=\"background: #F0F9FF; border-left: 4px solid #2E7D32; border-radius: 6px; padding: 14px 18px; margin: 18px 0;\">\n<p style=\"margin: 0; color: #1f4e79; font-size: 14px;\"><strong>Quick Answer<\/strong><\/p>\n<p style=\"margin: 8px 0 0;\">Investment adviser registered name disclosure requirements ensure that investors can always identify the specific SEBI-registered legal entity behind any advisory service&#8217;s consumer-facing brand. Brands and trade names are marketing constructs \u2014 the registered entity name is the legal identity under which the SEBI registration is held and against which regulatory accountability is maintained.<\/p>\n<\/div>\n<p>The investment adviser registered name disclosure distinction matters because a brand name alone \u2014 however recognised \u2014 does not enable regulatory verification. An investor who knows the brand &#8216;XYZ Research&#8217; but cannot find the legal entity name and registration number has no reliable way to verify SEBI registration status, file a complaint or access SCORES effectively.<\/p>\n<p>This guide explains investment adviser registered name disclosure requirements across all required touchpoints.<\/p>\n<p style=\"margin-top: 24px;\"><a href=\"https:\/\/univest.in\/user\/log-in?utm_source=blogs&amp;utm_medium=investment-adviser-registered-name-disclosure\"><strong>Click Here &#8211; Get Free Investment Predictions<\/strong><\/a><\/p>\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_65 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<p class=\"ez-toc-title \" >Table of Contents<\/p>\n<span class=\"ez-toc-title-toggle\"><a href=\"#\" class=\"ez-toc-pull-right ez-toc-btn ez-toc-btn-xs ez-toc-btn-default ez-toc-toggle\" aria-label=\"Toggle Table of Content\"><span class=\"ez-toc-js-icon-con\"><span class=\"\"><span class=\"eztoc-hide\" style=\"display:none;\">Toggle<\/span><span class=\"ez-toc-icon-toggle-span\"><svg style=\"fill: #999;color:#999\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" class=\"list-377408\" width=\"20px\" height=\"20px\" viewBox=\"0 0 24 24\" fill=\"none\"><path d=\"M6 6H4v2h2V6zm14 0H8v2h12V6zM4 11h2v2H4v-2zm16 0H8v2h12v-2zM4 16h2v2H4v-2zm16 0H8v2h12v-2z\" fill=\"currentColor\"><\/path><\/svg><svg style=\"fill: #999;color:#999\" class=\"arrow-unsorted-368013\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"10px\" height=\"10px\" viewBox=\"0 0 24 24\" version=\"1.2\" baseProfile=\"tiny\"><path d=\"M18.2 9.3l-6.2-6.3-6.2 6.3c-.2.2-.3.4-.3.7s.1.5.3.7c.2.2.4.3.7.3h11c.3 0 .5-.1.7-.3.2-.2.3-.5.3-.7s-.1-.5-.3-.7zM5.8 14.7l6.2 6.3 6.2-6.3c.2-.2.3-.5.3-.7s-.1-.5-.3-.7c-.2-.2-.4-.3-.7-.3h-11c-.3 0-.5.1-.7.3-.2.2-.3.5-.3.7s.1.5.3.7z\"\/><\/svg><\/span><\/span><\/span><\/a><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Registered_Name_vs_Brand_Name\" title=\"Registered Name vs Brand Name\">Registered Name vs Brand Name<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Mandatory_Disclosure_Locations\" title=\"Mandatory Disclosure Locations\">Mandatory Disclosure Locations<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Trade_Name_vs_Registered_Name_in_Practice\" title=\"Trade Name vs Registered Name in Practice\">Trade Name vs Registered Name in Practice<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Investor_Verification_Process\" title=\"Investor Verification Process\">Investor Verification Process<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Conclusion\" title=\"Conclusion\">Conclusion<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Frequently_Asked_Questions\" title=\"Frequently Asked Questions\">Frequently Asked Questions<\/a><ul class='ez-toc-list-level-3' ><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-7\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Where_must_a_SEBI_investment_adviser_display_its_registered_name\" title=\"Where must a SEBI investment adviser display its registered name?\">Where must a SEBI investment adviser display its registered name?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-8\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#What_is_the_difference_between_a_brand_name_and_a_registered_entity_name\" title=\"What is the difference between a brand name and a registered entity name?\">What is the difference between a brand name and a registered entity name?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-9\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#How_can_investors_verify_the_registered_entity_name_against_SEBI_records\" title=\"How can investors verify the registered entity name against SEBI records?\">How can investors verify the registered entity name against SEBI records?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-10\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#What_if_the_platform_only_shows_a_brand_name_without_the_registered_legal_entity_name\" title=\"What if the platform only shows a brand name without the registered legal entity name?\">What if the platform only shows a brand name without the registered legal entity name?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-11\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#Does_the_registered_name_requirement_apply_to_app_notifications_and_WhatsApp_messages\" title=\"Does the registered name requirement apply to app notifications and WhatsApp messages?\">Does the registered name requirement apply to app notifications and WhatsApp messages?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-12\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-registered-name-disclosure\/#What_should_investors_do_if_a_registration_number_does_not_appear_on_the_SEBI_register\" title=\"What should investors do if a registration number does not appear on the SEBI register?\">What should investors do if a registration number does not appear on the SEBI register?<\/a><\/li><\/ul><\/li><\/ul><\/nav><\/div>\n<h2><span class=\"ez-toc-section\" id=\"Registered_Name_vs_Brand_Name\"><\/span><strong>Registered Name vs Brand Name<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investment adviser registered name disclosure must present the legal entity name under which the SEBI registration is held, not just the consumer-facing brand or trade name. Many advisory platforms operate under a brand name (e.g. &#8216;XYZ Research&#8217; or &#8216;ABC Advisory&#8217;) that differs from the legal entity name on the SEBI registration (e.g. &#8216;XYZ Research Private Limited&#8217;). Both names can appear on the platform \u2014 the brand for marketing and the legal entity name for regulatory transparency. The investment adviser registered name disclosure must include the full legal entity name and the SEBI registration number alongside any brand name used in communications.<\/p>\n<h2><span class=\"ez-toc-section\" id=\"Mandatory_Disclosure_Locations\"><\/span><strong>Mandatory Disclosure Locations<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investment adviser registered name disclosure must appear on: the official website (typically in the footer and in a dedicated disclosures or regulatory information section), the official mobile app (in the &#8216;About&#8217; or profile section and in the advisory materials within the app), client agreements and the MITC (the full legal entity name must appear on all client-facing documents), advisory reports and research publications (the entity name and registration number must appear on each report) and official social media accounts (per the February 2026 EoDI circular).<\/p>\n<table>\n<thead>\n<tr>\n<th>Disclosure Location<\/th>\n<th>What Must Be Displayed<\/th>\n<\/tr>\n<\/thead>\n<tbody>\n<tr>\n<td>Website footer<\/td>\n<td>Registered entity name + SEBI reg. no. + registration category<\/td>\n<\/tr>\n<tr>\n<td>App &#8216;About&#8217; or profile section<\/td>\n<td>Registered entity name + SEBI reg. no.<\/td>\n<\/tr>\n<tr>\n<td>Client agreement and MITC<\/td>\n<td>Full legal entity name on all pages<\/td>\n<\/tr>\n<tr>\n<td>Research reports<\/td>\n<td>Entity name + SEBI reg. no. + disclaimer<\/td>\n<\/tr>\n<tr>\n<td>Social media profiles<\/td>\n<td>Registered name + SEBI reg. no. in bio<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<h2><span class=\"ez-toc-section\" id=\"Trade_Name_vs_Registered_Name_in_Practice\"><\/span><strong>Trade Name vs Registered Name in Practice<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investment adviser registered name disclosure in practice means that a platform operating as &#8216;Univest&#8217; must also display the full legal entity name under which the SEBI Research Analyst registration INH000013776 is held. Univest maintains this disclosure on its official website and app \u2014 investors can verify the registered entity name and the SEBI registration number in the platform&#8217;s disclosures section. Before subscribing to any advisory service, investors should locate the registered entity name and SEBI registration number in the platform&#8217;s disclosures and verify them at sebi.gov.in.<\/p>\n<h2><span class=\"ez-toc-section\" id=\"Investor_Verification_Process\"><\/span><strong>Investor Verification Process<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investors can conduct a three-step investment adviser registered name disclosure verification: Step 1 \u2014 find the registered entity name and SEBI registration number on the platform&#8217;s website footer, disclosures page or app about section. Step 2 \u2014 go to sebi.gov.in and search the intermediary register using the registration number. Step 3 \u2014 confirm the registered entity name on the SEBI register matches the name displayed on the platform. Any mismatch between the displayed registration number and the name on the SEBI register is a material discrepancy that should be questioned before subscribing.<\/p>\n<p>Univest is a SEBI-registered research platform (SEBI RA Reg. No. INH000013776) operating under NSDL depository infrastructure. Investors who want SEBI-registered research alongside their advisory journey can explore Univest&#8217;s research tools, stock screener and market analysis available on the official Univest app.<\/p>\n<p style=\"margin-top: 24px;\"><a href=\"https:\/\/univest.in\/screeners\"><strong>Verify Registered Entity Name and Registration Number Before Subscribing to Any Advisory Service<\/strong><\/a><\/p>\n<p style=\"margin-top: 24px;\"><em>Download the <a href=\"http:\/\/apps.apple.com\/in\/app\/univest-stocks-investment\/id6443753518\" rel=\"nofollow noopener\" target=\"_blank\">Univest iOS App<\/a> or <a href=\"http:\/\/play.google.com\/store\/apps\/details?id=com.univest.capp&amp;hl=en_IN\" rel=\"nofollow noopener\" target=\"_blank\">Univest Android App<\/a> to confirm SEBI-registered entity identity before beginning any research or advisory subscription.<\/em><\/p>\n<h2><span class=\"ez-toc-section\" id=\"Conclusion\"><\/span><strong>Conclusion<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investment adviser registered name disclosure requires the legal entity name and SEBI registration number to appear on the website footer, app about section, client agreements, research reports and social media profiles \u2014 separately from any trade or brand name. Investors should conduct a three-step verification: find the registration number on the platform, search it at sebi.gov.in and confirm the entity name on the register matches the name displayed. Any mismatch is a material discrepancy warranting investigation.<\/p>\n<div style=\"background: #CC0000; border-radius: 8px; padding: 16px 20px; margin: 24px 0;\">\n<p style=\"color: #ffffff; font-size: 13px; line-height: 1.7; margin: 0;\"><strong style=\"color: #ffffff;\">Disclaimer:<\/strong> Data and figures in this article are sourced from publicly available information. These may or may not be accurate. Please verify all data with official sources before making any investment decision. Investments in securities are subject to market risk. This content is for educational purposes only and is not investment advice by Univest (SEBI RA INH000013776).<\/p>\n<\/div>\n<h2><span class=\"ez-toc-section\" id=\"Frequently_Asked_Questions\"><\/span><strong>Frequently Asked Questions<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<h3><span class=\"ez-toc-section\" id=\"Where_must_a_SEBI_investment_adviser_display_its_registered_name\"><\/span>Where must a SEBI investment adviser display its registered name?<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> Investment adviser registered name disclosure must appear on: the official website (footer and disclosures section), the mobile app (about or profile section), all client agreements and MITC documents, research reports and advisory publications and official social media accounts. All disclosures must include the full legal entity name and the SEBI registration number.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"What_is_the_difference_between_a_brand_name_and_a_registered_entity_name\"><\/span>What is the difference between a brand name and a registered entity name?<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> Investment adviser registered name disclosure is relevant here. A brand or trade name is the consumer-facing marketing identity (e.g. &#8216;XYZ Research&#8217;). The registered entity name is the legal name on the SEBI registration (e.g. &#8216;XYZ Research Private Limited&#8217;). Both can appear on advisory platforms \u2014 the brand for marketing, the legal name for regulatory transparency. Investment adviser registered name disclosure requires the legal entity name to be visible alongside the brand name.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"How_can_investors_verify_the_registered_entity_name_against_SEBI_records\"><\/span>How can investors verify the registered entity name against SEBI records?<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> Investment adviser registered name disclosure is relevant here. Step 1: find the SEBI registration number on the advisory platform&#8217;s website footer, disclosures page or app. Step 2: go to sebi.gov.in and search the intermediary register by registration number. Step 3: confirm the registered entity name on the SEBI record matches the name displayed on the platform. A mismatch between the displayed registration number and the corresponding entity name is a material discrepancy.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"What_if_the_platform_only_shows_a_brand_name_without_the_registered_legal_entity_name\"><\/span>What if the platform only shows a brand name without the registered legal entity name?<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> Investment adviser registered name disclosure is relevant here. The absence of the full legal entity name (as distinct from the brand name) is a disclosure deficiency. The investment adviser registered name disclosure requirement specifically requires the registered entity name to appear in regulatory disclosures. Investors should ask the platform for their full legal entity name and SEBI registration number and verify them at sebi.gov.in before subscribing.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"Does_the_registered_name_requirement_apply_to_app_notifications_and_WhatsApp_messages\"><\/span>Does the registered name requirement apply to app notifications and WhatsApp messages?<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> Investment adviser registered name disclosure is relevant here. Regulatory communications through official advisory channels \u2014 including app notifications and official WhatsApp Business messages used for client communication \u2014 should carry the registered entity name and SEBI registration number. Advisory communications that reach clients through official channels without identifying the registered entity may not meet the full disclosure standard.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"What_should_investors_do_if_a_registration_number_does_not_appear_on_the_SEBI_register\"><\/span>What should investors do if a registration number does not appear on the SEBI register?<span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> A SEBI registration number provided by an advisory platform that does not return a valid result on the SEBI intermediary register search is a serious red flag. The entity may be unregistered or the number may be fictitious. Investors should not subscribe before this is resolved. The unregistered advisory activity can be reported to SEBI&#8217;s investor services department.<\/p>\n<div class=\"faq-schema\"><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Investment adviser registered name disclosure requirements: where and how SEBI-registered IAs must display their registered entity name and registration number across all digital touchpoints.<\/p>\n","protected":false},"author":36,"featured_media":208782,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[24],"tags":[3802],"class_list":["post-208786","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-market","tag-news"],"metadata":{"rank_math_internal_links_processed":["1"],"_thumbnail_id":["208782"],"_edit_lock":["1787028824:36"],"_last_editor_used_jetpack":["block-editor"],"rank_math_primary_category":["24"],"rank_math_seo_score":["78"],"rank_math_title":["Investment Adviser 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