{"id":208625,"date":"2026-08-18T10:08:05","date_gmt":"2026-08-18T04:38:05","guid":{"rendered":"https:\/\/univest.in\/blogs-2\/?p=208625"},"modified":"2026-08-18T10:08:07","modified_gmt":"2026-08-18T04:38:07","slug":"investment-adviser-business-continuity","status":"publish","type":"post","link":"https:\/\/univest.in\/blogs-2\/investment-adviser-business-continuity\/","title":{"rendered":"Investment Adviser Business Continuity: What Clients Should Expect if Operations Are Disrupted"},"content":{"rendered":"

Investment advisers are expected to maintain operational resilience. During disruptions, clients should expect proactive communication, preservation of advisory records and a clear restoration time…<\/em><\/p>\n

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Quick Answer<\/strong><\/p>\n

Investment adviser business continuity is the set of operational resilience and client communication expectations that apply when a registered IA’s services are disrupted by technical, operational or other events. While SEBI does not specify a mandatory business continuity plan format for all IAs, the conduct and client protection obligations under the IA Master Circular apply regardless of whether normal operations are running.<\/p>\n<\/div>\n

Understanding investment adviser business continuity principles helps investors know what to expect if their advisory service experiences an outage and what recourse they have if the disruption is prolonged or affects their ability to access advisory records or support.<\/p>\n

This guide explains investment adviser business continuity expectations based on the SEBI IA conduct framework (February 2026 Master Circular).<\/p>\n

Click Here – Get Free Investment Predictions<\/strong><\/a><\/p>\n

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