{"id":205750,"date":"2026-08-17T10:42:47","date_gmt":"2026-08-17T05:12:47","guid":{"rendered":"https:\/\/univest.in\/blogs-2\/?p=205750"},"modified":"2026-08-17T10:42:48","modified_gmt":"2026-08-17T05:12:48","slug":"investment-adviser-website-disclosures","status":"publish","type":"post","link":"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/","title":{"rendered":"What Investment Adviser Details Should Be Displayed on a Website or App?"},"content":{"rendered":"<div class=\"meta-block\"><\/div>\n<p style=\"border-left: 4px solid #1F4E79; background: #EBF3FB; padding: 10px 16px; font-style: italic;\"><em>An investment adviser&#8217;s website must display the SEBI registration number, registration category, registration validity period, principal officer name, registered office address, relevant SEBI regi&#8230;<\/em> The investment adviser website disclosures framework discussed here applies throughout.<\/p>\n<div style=\"background: #F0F9FF; border-left: 4px solid #2E7D32; border-radius: 6px; padding: 14px 18px; margin: 18px 0;\">\n<p style=\"margin: 0; color: #1f4e79; font-size: 14px;\"><strong>Quick Answer<\/strong><\/p>\n<p style=\"margin: 8px 0 0;\">Investment adviser website disclosures are the specific details SEBI requires every registered Investment Adviser or Research Analyst to display prominently on their website and app. These disclosures are the investor&#8217;s first due-diligence resource and should be verifiable against SEBI&#8217;s public intermediary register without requiring any contact with the advisory service.<\/p>\n<\/div>\n<p>Investors who know what investment adviser website disclosures should contain can conduct systematic pre-subscription due diligence in minutes \u2014 checking the website for displayed information and verifying its accuracy against SEBI&#8217;s public database before committing to any advisory service.<\/p>\n<p>This guide provides a practical checklist of investment adviser website disclosures, explains where each should be displayed and provides a step-by-step verification approach for investors.<\/p>\n<p style=\"margin-top: 24px;\"><a href=\"https:\/\/univest.in\/user\/log-in?utm_source=blogs&amp;utm_medium=investment-adviser-website-disclosures\"><strong>Click Here &#8211; Get Free Investment Predictions<\/strong><\/a><\/p>\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_65 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<p class=\"ez-toc-title \" >Table of Contents<\/p>\n<span class=\"ez-toc-title-toggle\"><a href=\"#\" class=\"ez-toc-pull-right ez-toc-btn ez-toc-btn-xs ez-toc-btn-default ez-toc-toggle\" aria-label=\"Toggle Table of Content\"><span class=\"ez-toc-js-icon-con\"><span class=\"\"><span class=\"eztoc-hide\" style=\"display:none;\">Toggle<\/span><span class=\"ez-toc-icon-toggle-span\"><svg style=\"fill: #999;color:#999\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" class=\"list-377408\" width=\"20px\" height=\"20px\" viewBox=\"0 0 24 24\" fill=\"none\"><path d=\"M6 6H4v2h2V6zm14 0H8v2h12V6zM4 11h2v2H4v-2zm16 0H8v2h12v-2zM4 16h2v2H4v-2zm16 0H8v2h12v-2z\" fill=\"currentColor\"><\/path><\/svg><svg style=\"fill: #999;color:#999\" class=\"arrow-unsorted-368013\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"10px\" height=\"10px\" viewBox=\"0 0 24 24\" version=\"1.2\" baseProfile=\"tiny\"><path d=\"M18.2 9.3l-6.2-6.3-6.2 6.3c-.2.2-.3.4-.3.7s.1.5.3.7c.2.2.4.3.7.3h11c.3 0 .5-.1.7-.3.2-.2.3-.5.3-.7s-.1-.5-.3-.7zM5.8 14.7l6.2 6.3 6.2-6.3c.2-.2.3-.5.3-.7s-.1-.5-.3-.7c-.2-.2-.4-.3-.7-.3h-11c-.3 0-.5.1-.7.3-.2.2-.3.5-.3.7s.1.5.3.7z\"\/><\/svg><\/span><\/span><\/span><\/a><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#Required_Website_Display_Registration_Details\" title=\"Required Website Display: Registration Details\">Required Website Display: Registration Details<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#Required_Website_Display_SEBI_Office_Contact\" title=\"Required Website Display: SEBI Office Contact\">Required Website Display: SEBI Office Contact<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#The_Investor_Charter_Display_Requirement\" title=\"The Investor Charter Display Requirement\">The Investor Charter Display Requirement<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#How_to_Verify_Investment_Adviser_Website_Disclosures\" title=\"How to Verify Investment Adviser Website Disclosures\">How to Verify Investment Adviser Website Disclosures<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#Conclusion\" title=\"Conclusion\">Conclusion<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#FAQs\" title=\"FAQs\">FAQs<\/a><ul class='ez-toc-list-level-3' ><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-7\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#What_should_be_displayed_on_an_investment_advisers_website\" title=\"What should be displayed on an investment adviser&#8217;s website?\">What should be displayed on an investment adviser&#8217;s website?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-8\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#Where_on_a_website_should_SEBI_registration_details_appear\" title=\"Where on a website should SEBI registration details appear?\">Where on a website should SEBI registration details appear?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-9\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#How_do_I_verify_an_investment_advisers_registration_on_SEBIs_website\" title=\"How do I verify an investment adviser&#8217;s registration on SEBI&#8217;s website?\">How do I verify an investment adviser&#8217;s registration on SEBI&#8217;s website?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-10\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#What_is_the_investor_charter_and_why_must_it_be_displayed\" title=\"What is the investor charter and why must it be displayed?\">What is the investor charter and why must it be displayed?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-11\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#What_if_an_advisory_platforms_SEBI_registration_is_expired_or_not_listed\" title=\"What if an advisory platform&#8217;s SEBI registration is expired or not listed?\">What if an advisory platform&#8217;s SEBI registration is expired or not listed?<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-12\" href=\"https:\/\/univest.in\/blogs-2\/investment-adviser-website-disclosures\/#Does_a_visible_SEBI_registration_number_guarantee_the_advisory_service_is_compliant\" title=\"Does a visible SEBI registration number guarantee the advisory service is compliant?\">Does a visible SEBI registration number guarantee the advisory service is compliant?<\/a><\/li><\/ul><\/li><\/ul><\/nav><\/div>\n<h2><span class=\"ez-toc-section\" id=\"Required_Website_Display_Registration_Details\"><\/span><strong>Required Website Display: Registration Details<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investment adviser website disclosures must include the entity&#8217;s SEBI registration number displayed prominently \u2014 typically in the website header, footer or a dedicated legal\/disclosures page. The registration number should be accompanied by: the registration category (Investment Adviser or Research Analyst), the registration validity period (start date and expiry date), the name and designation of the principal officer and the registered office address of the entity. These five elements together allow an investor to conduct complete primary verification at sebi.gov.in.<\/p>\n<h2><span class=\"ez-toc-section\" id=\"Required_Website_Display_SEBI_Office_Contact\"><\/span><strong>Required Website Display: SEBI Office Contact<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investment adviser website disclosures must also include the contact details of the relevant SEBI regional or local office under whose jurisdiction the entity falls. This information helps investors escalate grievances that cannot be resolved through the entity&#8217;s internal process or SEBI SCORES. An investor who knows the relevant SEBI office contact can directly approach the regulator with documented complaints if the advisory entity&#8217;s internal resolution process fails.<\/p>\n<table>\n<thead>\n<tr>\n<th>Required Disclosure<\/th>\n<th>Where It Should Appear<\/th>\n<th>Verification Step<\/th>\n<\/tr>\n<\/thead>\n<tbody>\n<tr>\n<td>SEBI registration number<\/td>\n<td>Header, footer or legal page<\/td>\n<td>Verify at sebi.gov.in intermediary register<\/td>\n<\/tr>\n<tr>\n<td>Registration category<\/td>\n<td>Alongside registration number<\/td>\n<td>Confirm IA vs RA designation<\/td>\n<\/tr>\n<tr>\n<td>Registration validity<\/td>\n<td>Disclosure or legal page<\/td>\n<td>Check expiry date is in the future<\/td>\n<\/tr>\n<tr>\n<td>Principal officer name<\/td>\n<td>Disclosure or about page<\/td>\n<td>Match against SEBI register<\/td>\n<\/tr>\n<tr>\n<td>Investor charter<\/td>\n<td>Accessible page or download<\/td>\n<td>Check it covers rights and grievance process<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<h2><span class=\"ez-toc-section\" id=\"The_Investor_Charter_Display_Requirement\"><\/span><strong>The Investor Charter Display Requirement<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>SEBI requires every registered adviser to display or link to the investor charter on their website. The investor charter is not a generic document \u2014 it should specifically state investor rights applicable to that category of regulated entity, the adviser&#8217;s obligations toward clients and the step-by-step grievance redressal process including contact details for the internal compliance officer. Investment adviser website disclosures that do not include an accessible investor charter are missing a mandatory SEBI compliance element.<\/p>\n<h2><span class=\"ez-toc-section\" id=\"How_to_Verify_Investment_Adviser_Website_Disclosures\"><\/span><strong>How to Verify Investment Adviser Website Disclosures<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>A practical verification approach for investment adviser website disclosures: navigate to the platform&#8217;s website homepage and check for a visible SEBI registration number in the header or footer. Follow any &#8220;legal&#8221; or &#8220;disclosures&#8221; link to find the disclosure document. Look for the registration category, validity period, principal officer name and SEBI regional office contact. Take the registration number and verify it at sebi.gov.in \u2014 search the intermediary register for the exact number, confirm the entity name matches the website entity, confirm the registration category matches (IA or RA) and confirm the registration is currently active. Platforms like Univest (SEBI RA Reg. No. INH000013776) display their registration details and disclosure documents on their official website. Investors can apply this verification approach to any advisory platform before subscribing.<\/p>\n<p style=\"margin-top: 24px;\"><a href=\"https:\/\/univest.in\/screeners\"><strong>Verify Univest&#8217;s SEBI Registration and Website Disclosures Before Starting Your Advisory Journey<\/strong><\/a><\/p>\n<p style=\"margin-top: 24px;\"><em>Download the <a href=\"http:\/\/apps.apple.com\/in\/app\/univest-stocks-investment\/id6443753518\" rel=\"nofollow noopener\" target=\"_blank\">Univest iOS App<\/a> or <a href=\"http:\/\/play.google.com\/store\/apps\/details?id=com.univest.capp&amp;hl=en_IN\" rel=\"nofollow noopener\" target=\"_blank\">Univest Android App<\/a> to conduct website disclosure due diligence before subscribing to any SEBI-registered advisory.<\/em> The investment adviser website disclosures framework discussed here applies throughout.<\/p>\n<h2><span class=\"ez-toc-section\" id=\"Conclusion\"><\/span><strong>Conclusion<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<p>Investment adviser website disclosures must include the SEBI registration number, registration category, registration validity period, principal officer name, registered office address, relevant SEBI regional office contact and an accessible investor charter. These disclosures should be visible without login. Investors should verify the displayed registration number at sebi.gov.in by confirming the entity name, registration category and current active status match the website information before committing to any advisory subscription.<\/p>\n<div style=\"background: #CC0000; border-radius: 8px; padding: 16px 20px; margin: 24px 0;\">\n<p style=\"color: #ffffff; font-size: 13px; line-height: 1.7; margin: 0;\"><strong style=\"color: #ffffff;\">Disclaimer:<\/strong> Data and figures in this article are sourced from publicly available information. These may or may not be accurate. Please verify all data with official sources before making any investment decision. Investments in securities are subject to market risk. This content is for educational purposes only and is not investment advice by Univest (SEBI RA INH000013776). The investment adviser website disclosures framework discussed here applies throughout.<\/p>\n<\/div>\n<h2><span class=\"ez-toc-section\" id=\"FAQs\"><\/span><strong>FAQs<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h2>\n<h3><span class=\"ez-toc-section\" id=\"What_should_be_displayed_on_an_investment_advisers_website\"><\/span><strong>What should be displayed on an investment adviser&#8217;s website?<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> An investment adviser&#8217;s website must display: the SEBI registration number, the registration category (Investment Adviser or Research Analyst), the registration validity period (start and expiry dates), the principal officer&#8217;s name, the registered office address, the relevant SEBI regional office contact details and an accessible investor charter covering investor rights and the grievance redressal process. The investment adviser website disclosures framework discussed here applies throughout.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"Where_on_a_website_should_SEBI_registration_details_appear\"><\/span><strong>Where on a website should SEBI registration details appear?<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> SEBI registration details should appear on the homepage (header or footer) or on an immediately accessible legal\/disclosures page reachable without login. Registration details buried behind a paywall or visible only after subscription do not provide the pre-subscription due diligence information that SEBI&#8217;s disclosure framework is intended to deliver. Investors should expect to find registration details without having to contact the service. The investment adviser website disclosures framework discussed here applies throughout.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"How_do_I_verify_an_investment_advisers_registration_on_SEBIs_website\"><\/span><strong>How do I verify an investment adviser&#8217;s registration on SEBI&#8217;s website?<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> Navigate to sebi.gov.in and use the &#8216;Market Intermediaries&#8217; or &#8216;Intermediary\/Market Infrastructure Institutions&#8217; search function. Enter the registration number displayed on the advisory platform&#8217;s website. Verify that: the registration number matches the entity name shown on the advisory website, the registration category (IA or RA) matches the advisory service&#8217;s description of its regulatory status and the registration status shows &#8216;active&#8217; rather than &#8216;cancelled&#8217; or &#8216;suspended&#8217;. The investment adviser website disclosures framework discussed here applies throughout.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"What_is_the_investor_charter_and_why_must_it_be_displayed\"><\/span><strong>What is the investor charter and why must it be displayed?<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> The investor charter is a SEBI-mandated document summarising investor rights, the adviser&#8217;s obligations toward clients and the step-by-step grievance redressal process. SEBI requires all registered advisers to publish and maintain the investor charter on their official website. The charter gives investors a reference document for their rights and for the grievance escalation process without having to search through the full client agreement.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"What_if_an_advisory_platforms_SEBI_registration_is_expired_or_not_listed\"><\/span><strong>What if an advisory platform&#8217;s SEBI registration is expired or not listed?<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> If verification at sebi.gov.in shows the registration is expired, the entity should not currently be providing advisory services under that registration. If the registration number returns no results or matches a different entity name, the website information may be incorrect or the platform may be using a registration number that does not correspond to its actual entity. In either case, do not subscribe until the discrepancy is resolved by the advisory service with official documentation.<\/p>\n<h3><span class=\"ez-toc-section\" id=\"Does_a_visible_SEBI_registration_number_guarantee_the_advisory_service_is_compliant\"><\/span><strong>Does a visible SEBI registration number guarantee the advisory service is compliant?<\/strong><span class=\"ez-toc-section-end\"><\/span><\/h3>\n<p><strong>Ans.<\/strong> No. A visible registration number confirms the entity has been registered with SEBI and is subject to regulatory oversight \u2014 it does not guarantee ongoing compliance in every aspect of the service delivery. Investors should review the full investment adviser website disclosures checklist, verify the registration number at sebi.gov.in and assess the completeness of other mandatory disclosures (fee structure, conflict of interest, investor charter) before relying on registration status alone as a quality indicator.<\/p>\n<div class=\"faq-schema\"><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Investment adviser website disclosures checklist: what SEBI requires on every registered adviser&#8217;s website \u2014 registration number, validity, principal officer, SEBI office, investor charter and verification steps.<\/p>\n","protected":false},"author":34,"featured_media":205749,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[24],"tags":[3802],"class_list":["post-205750","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-market","tag-news"],"metadata":{"rank_math_internal_links_processed":["1"],"_thumbnail_id":["205749"],"_edit_lock":["1786943571:37"],"_last_editor_used_jetpack":["block-editor"],"rank_math_primary_category":["24"],"rank_math_seo_score":["78"],"rank_math_title":["What Investment Adviser website disclosures Details Should Be Displayed on a Website or App 2026"],"rank_math_description":["Investment adviser website disclosures checklist: what SEBI requires on every registered adviser's website \u2014 registration number, validity, principal officer, SEBI office, investor charter and verification steps."],"rank_math_focus_keyword":["investment adviser 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