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Investment Adviser Pre-Payment Verification: Registration, Agreement and Payment Checks
- August 18, 2026
- Posted by: Ankit Jaiswal
- Category: Market
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Before paying investment adviser: five verification checks investors should complete before any advisory subscription — SEBI registration, agreement, fee mode, payment trail and disclosures.
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Investment Adviser Qualification and Certification Requirements Explained
- August 18, 2026
- Posted by: Kunal Singla
- Category: advisory
Investment adviser qualification requirements in India: degrees, NISM certifications, experience pathways and what persons associated with investment advice must hold.
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What Is the Difference Between Advice and a Generic Market View?
- August 18, 2026
- Posted by: Ankit Jaiswal
- Category: Market
Investment advice vs market commentary: how SEBI distinguishes regulated personalised advice from general commentary and what investors and content creators should know about the regulatory boundary.
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Individual vs Non-Individual Investment Adviser: When Does the Structure Need to Change?
- August 18, 2026
- Posted by: Kunal Singla
- Category: advisory
Individual vs non-individual investment adviser in India: client count and fee thresholds that require structural change, transition mechanics and what the shift means in practice.
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How Can Investors Pay an Investment Adviser Through CeFCoM?
- August 18, 2026
- Posted by: Ankit Jaiswal
- Category: Market
CeFCoM investment adviser: how BSE’s centralised fee collection mechanism works, why SEBI introduced it, the optional mechanism and how investors can use it to verify fee payment traceability.
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How Long Does SEBI Investment Adviser Registration Remain Valid?
- August 18, 2026
- Posted by: Kunal Singla
- Category: advisory
Investment adviser registration validity in India: understanding continuing registration, periodic obligations, suspension triggers and what happens to clients if registration lapses.
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Why Investment Advice Must Consider Available Alternatives
- August 18, 2026
- Posted by: Ankit Jaiswal
- Category: Market
Investment adviser available alternatives obligation: why SEBI requires advisers to compare investment options, how it differs from product pitching and what it means for recommendation quality.
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What Is the Role of a Principal Officer in a SEBI Investment Adviser?
- August 18, 2026
- Posted by: Kunal Singla
- Category: advisory
Principal officer of a SEBI investment adviser: who qualifies, what their responsibilities are, how their role differs from general management and compliance obligations explained.
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Why Investment Advisers Cannot Promise Guaranteed or Assured Returns
- August 18, 2026
- Posted by: Ankit Jaiswal
- Category: Market
Investment adviser assured returns prohibition: why SEBI bans guaranteed return claims, how to identify misleading performance assertions and what investors should do if guaranteed returns are promised.
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SEBI Periodic Reporting for Investment Advisers: IAASB Returns and Compliance Workflow
- August 18, 2026
- Posted by: Kunal Singla
- Category: advisory
Investment adviser periodic reporting requirements: what returns must be filed, how IAASB sets the reporting format, submission timelines and compliance implications for registered IAs.