What Must Appear on a SEBI Investment Advisor’s Official Website?
- September 1, 2026
- Posted by: Neeraj Pandey
- Category: advisory
SEBI requires registered Investment Advisors to display specific disclosures on their official website: registered entity name and SEBI registration number, principal officer details, fee schedule, the investor charter, grievance redressal process with SEBI SCORES link and standard risk disclaimers. These disclosures must be easily accessible, not buried in obscure sub-pages. A website missing these elements has a compliance gap.
Quick Answer
Investment advisor website disclosure requirements ensure that any investor visiting an IA’s official website can quickly verify the entity’s regulatory status and understand the key terms of engaging their services, without needing to contact the IA directly or dig through lengthy documents. The website is often an investor’s first point of contact with an advisory service, making these disclosures a critical trust-building element.
A well-disclosed website reflects a well-organised compliance culture at the IA. Investment advisor website disclosure requirements are not just a checklist — they are the practical mechanism by which SEBI’s broader transparency obligations reach investors before they even begin the onboarding process. Univest (SEBI RA Reg. No. INH000013776) maintains its own equivalent disclosures on its official website as a SEBI Research Analyst, giving investors a comparable reference point.
This guide explains what investment advisor website disclosure requirements cover and how investors should evaluate a website’s compliance before engaging.
Log in to Univest to explore SEBI-registered research and stay informed on regulatory updates that affect your investments.
Core Registration Disclosures
Investment advisor website disclosure requirements begin with the entity’s core registration information: the registered legal entity name, the SEBI registration number, the registration category (Investment Advisor) and the principal officer’s name and contact details. These should appear prominently — typically in the website footer and on a dedicated “Regulatory Disclosures” or “About Us” page — not buried several clicks deep or requiring a search to locate.
Fee and Service Disclosures
Beyond registration details, investment advisor website disclosure requirements cover the fee schedule (fee modes offered, fee ranges or specific amounts, billing frequency), the services offered under the IA registration and links to or copies of the MITC and the investor charter. Investors should be able to review these documents before contacting the IA, allowing an informed initial assessment of whether the service and fee structure fit their needs.
| Website Disclosure Element | Purpose |
|---|---|
| Registered entity name + SEBI reg. no. | Enables investor verification at sebi.gov.in |
| Principal officer details | Identifies the accountable regulatory contact |
| Fee schedule | Transparency on cost before engagement |
| MITC and investor charter | Key terms and rights accessible pre-subscription |
| Grievance process + SCORES link | Clear escalation pathway if issues arise |
Grievance and Risk Disclosures
Investment advisor website disclosure requirements also mandate that the grievance redressal process — including the internal complaint contact and the SEBI SCORES link — be clearly accessible on the website, not something investors must ask for after a problem arises. Standard risk disclosures (market risk, no guaranteed returns) should also appear prominently, particularly on pages discussing services or past performance, so investors encounter the risk context alongside any performance claims rather than separately from them.
How Investors Should Evaluate an IA’s Website
Understanding investment advisor website disclosure requirements matters for both investors and advisory businesses. Before engaging any Investment Advisor, investors should visit the official website and check: is the registration number and entity name easy to find? Is the fee schedule transparent? Are the MITC and investor charter accessible? Is the grievance process, including the SCORES link, clearly presented? A website meeting all these investment advisor website disclosure requirements signals an organisation that takes its regulatory obligations seriously. Univest maintains equivalent disclosures on its official website — its SEBI RA registration (INH000013776), research methodology and support channels are all accessible before any subscription decision, offering investors a useful comparison point when evaluating other platforms’ website transparency.
Univest is a SEBI-registered research platform (SEBI RA Reg. No. INH000013776) operating under NSDL depository infrastructure. Investors who want SEBI-registered research alongside their advisory journey can explore Univest’s research tools, stock screener and market analysis available on the official Univest app.
Review Univest’s Own Website Disclosures as a Benchmark for SEBI-Registered Transparency: use the Univest Stock Screener to research stocks with SEBI-registered data.
Download the Univest iOS App or Univest Android App to check Univest’s official disclosures as a reference before evaluating any advisory website.
Conclusion
SEBI’s investment advisor website disclosure requirements mandate that a registered IA’s official website display the registered entity name and SEBI registration number, principal officer details, fee schedule, the MITC and investor charter, and a clear grievance process with the SEBI SCORES link, all easily accessible rather than buried. These disclosures let investors assess a service before contacting the IA directly. Univest (SEBI RA Reg. No. INH000013776) maintains equivalent disclosures on its official website as a reference point. The investment advisor website disclosure requirements principles discussed here help investors make informed decisions. The investment advisor website disclosure requirements principles discussed here help investors make informed decisions. The investment advisor website disclosure requirements principles discussed here help investors make informed decisions.
Disclaimer: Data and figures in this article are sourced from publicly available information. These may or may not be accurate. Please verify all data with official sources before making any investment decision. Investments in securities are subject to market risk. This content is for educational purposes only and is not investment advice by Univest (SEBI RA INH000013776).
Frequently Asked Questions
What must appear on a SEBI investment advisor’s website?
Ans. Investment advisor website disclosure requirements mandate display of the registered entity name, SEBI registration number, principal officer details, fee schedule, the MITC, the investor charter and the grievance redressal process including the SEBI SCORES link. These should be prominently accessible, typically in the footer or a dedicated disclosures page.
Where should the SEBI registration number appear on an IA’s website?
Ans. Investment advisor website disclosure requirements is central here. The SEBI registration number should appear prominently, typically in the website footer and on a dedicated regulatory disclosures or about-us page, so investors can quickly verify it against SEBI’s records without extensive searching.
Should the fee schedule be visible on an investment advisor’s website before I contact them?
Ans. Yes. Investment advisor website disclosure requirements include making the fee schedule accessible on the website, covering the fee modes offered, fee ranges or amounts and billing frequency, allowing investors to make an informed initial assessment before engaging directly with the IA.
Is the investor charter required to be on the IA’s website?
Ans. Investment advisor website disclosure requirements is central here. Yes. The investor charter, along with the MITC, should be accessible on the registered IA’s official website under the investment advisor website disclosure requirements, giving investors pre-subscription access to information about their rights and the advisory relationship terms.
What should I do if an advisory website is missing key disclosures?
Ans. Investment advisor website disclosure requirements is central here. If an advisory website lacks the registration number, fee schedule, MITC, investor charter or grievance process details, this is a compliance gap. Investors should request this information directly before subscribing and independently verify the entity’s registration at sebi.gov.in regardless of what the website discloses.
Does Univest disclose its registration details on its website?
Ans. Investment advisor website disclosure requirements is central here. Yes. Univest displays its SEBI RA registration number (INH000013776), research methodology and support and grievance channels on its official website, consistent with the transparency principle underlying investment advisor website disclosure requirements for the equivalent SEBI Research Analyst category.
